It’s very likely that if this is your first time joining an organization as a Compliance Officer, you’re filled with questions. Do you know your roles and responsibilities? Do you know how you’re supposed to “fit” into the organizational structure? Do you know how to get the staff to be on your side?
If you’ve received any kind of education about becoming a Compliance Officer, you may have your own ideas and expectations based on the school curriculum that was covered. But in most cases, the textbook translation is not realistic. You need to figure out how to take the general guidelines from your learning and mold them to fit your new organization’s structure and expectations. Essentially, you need to figure out…
What type of compliance officer are you?