See matching posts in thread - Risk Assessment...
Created specifically for attendees of the SCCE Compliance Risk Assessment & Management Workshop for follow up discussions
Not all risk assessments are effective for compliance purposes...Many risk assessments have nothing to do with compliance...This risk assessment has over 300 items
2 Comments - Thanks Michael There in lies the real problem. All risk assessments are not compliance risk assessments. The only risk assessments that are helpful to compliance are risk assessments that relate to compliance
I would generally agree that, “not all risk professionals understand compliance” and as a result perform incomprehensible compliance risk assessments. But I find the converse to be also true in that many companies and compliance professionals conflate the idea of a risk assessment with the more extensive concept of enterprise risk management . The less formal and incomplete view of a risk assessment likely comes from the advent of SOX and the U.S
My biggest challenge will be the development of a Breech Risk Assessment based on the HIPAA Final Rule
Risk Assessment
The following are two interesting risk related discussions that I found on the D & O Diary. The first discusses environmental risk disclosures with respect to insurers and possible future developments; the second discusses insider trading risk reduction through 10b5-1 plans. Earth Day Essay: Climate Change and Corporate Risk Assessments, Click Here SEC Updates Rule 10b5-1 Guidance, Click Here Regards, Dave Tate http://davidtate.us
This is the library for the LIA Compliance Risk Committee
Hi Frank, Please add me to your list of individuals receiving a sample assessment tool. Thanks
Applicability 5. Conducting the Risk Assessment 6. Address Discrepancies 7
FACTA_Red_Flags.pdf
Phone: +1 952.933.4977Toll - Free: 888.277.4977helpteam@hcca-info.org
Join HCCAAbout UsTypes of Membership
Terms of UsePrivacy Policy